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Stockbroker Examinations

The Stockbroker Examinations for the second semester of 2019 will be held as follows:

ExamSecond Semester 2019
FINANCEMonday 4 November 2019
THE ACT, RULES & PROCEDURES I AND IIMonday 11 November 2019
INVESTMENT ADVICE & PORTFOLIO MANAGEMENTMonday 18 November 2019
TAXATION Monday 25 November 2019
  • The examinations are held in Johannesburg, Durban and Cape Town.
  • The times and venues will be confirmed to registered candidates.
  • If candidates have not received their registration confirmation, at least a week before the exam, they must contact SAIS.
  • Course materials for Rules II will be made available on Monday 8 July 2019.
  • Course materials for Finance, Investment Advice and Portfolio Management, Taxation and Rules I will be made available on Monday 15 July 2019.

    * NOTE: Access to course materials is granted only once full payment has been made.
  • Important Notice

    The Rules I and Rules II subjects currently being offered by SAIS will be merged into a single one-year course as from 2020 with a greater focus on legislation. In order to effectively merge the two subjects into a year course, without prejudicing current students, the following solution has been put in place:

  • 2nd Semester 2019: The Rules I and Rules II subjects will still be offered as 2 individual semester courses, but will consist of the new 2020 curriculum.
  • Students who complete and pass Rules I in the 2nd semester of 2019 will be granted credits for the modules completed and will not be required to redo those modules in 2020. You will only need to complete modules in the 2nd semester.
  • Students who complete and pass Rules II in the 2nd semester of 2019 will not need to complete any of the new combined course in 2020.
  • Students who have already passed Rules I, up to and including the 1st semester of 2019, must pass Rules II in the second semester of 2019 because credits from Rules I in the first semester of 2019, or prior, will not be granted for 2020 onwards. If Rules II is not passed in the second semester of 2019, the full one-year course will need to be completed in 2020.
    Online registrations are now open

    Click here to register as a user on this site.

    Click here if you have previously created a profile.

    The final date for registration is Monday 16th of September 2019.

    All payments for exam registrations should be reflected in the SAIS bank account by this date.
    Candidates who have registered and cannot make the exam date will forfeit their exam fee and will have to register for the next exam session. No exceptions will be considered.

    Year 2019Excluding VATIncluding VAT
    Finance - Course and Examination Fee R 5 217.39R 6 000.00
    Investment Advice & Portfolio Management - Course and Examination Fee R 5 217.39R 6 000.00
    Tax - Course and Examination Fee R 5 217.39R 6 000.00
    Rules I - Course and Examination Fee R 5 217.39R 6 000.00
    Rules II - Course and Examination Fee R 5 217.39R 6 000.00

    * Exemption Application Fee - R 1 500.00 (including VAT).