The Stockbroker Examinations for 2020 will be held as follows:
6th April 2020
1st June 2020
2nd November 2020
Rules Part 1
8th June 2020
Rules Part 2
9th November 2020
Investment Advice and Portfolio Management
22nd June 2020
16th November 2020
29th June 2020
23rd November 2020
Please note that Rules Part 2 is not available in the 1st semester
The examinations are held in Johannesburg, Durban and Cape Town.
The times and venues will be confirmed to registered candidates.
If candidates have not received their registration confirmation, at least a week before the exam, they must contact SAIS.
Access to course materials is granted only once full payment has been made.
Owing to the vast amounts of knowledge and application required in the frequently-changing legislative landscape, the Rules curriculum has been split into 3 parts:
Legislation: originally this has been part of the Rules Part 1 course. It has now been separated into a stand-alone course and will kick off each year and focus entirely on the legislative landscape, including FMA, FAIS, FICA, POPI, FATCA, AML, etc. This course will be 7 weeks long and will culminate in an open-book exam in April.
Rules Part 1: the lectures for this content will begin straight after the Legislation subjects have concluded, and will culminate in a closed book exam in June.
Rules Part 2: the lectures for this content will begin in July, and will culminate in a closed book exam in November.
Please note that there are no overlaps in content between Legislation, Rules Part 1 and Rules Part 2. For this reason, you can write them in any order (eg. you do not need to pass Part 1 to write Part 2). However, the exams for each of these 3 courses are written once a year only (not twice a year anymore).
Although it is not a requirement, we highly recommend that you complete Legislation first, as this will provide the bigger picture for you and a solid foundation from which to build for Rules Part 1 and Rules Part 2.