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SAIS CPD Programmes

SAIS CPD Programmes

The South African Institute of Stockbrokers will be offering a comprehensive 3-day Compliance course designed for Compliance Officers in the equities market.

The course involves in-depth training that will augment Compliance Officers' knowledge and assist them in advancing a high standard of compliance in their organisations. The course does not solely focus on the theory of rules, procedures and legislation - it is highly practical and interactive, with the aim of ensuring on-the-job applicability. It emphasises key skills required of Compliance Officers and the real day-to-day questions and challenges they face. To achieve these objectives, a maximum of ten people will be accommodated on the course.

Feedback from previous courses has been predominantly about a significant increase in awareness of all the information that needs to be considered in even routine operational transactions, leading to a higher level of expertise and corresponding reduced risk to organisations.

Refer to the PDF brochure for all details relating to the course.

For bookings please email kashnie@sais.co.za please note that bookings for the course will close 24 October 2019. All registrations and payment must be processed prior to the cut-off date.