SAIS CPD Programmes

SAIS CPD Programmes

The South African Institute of Stockbrokers will be offering a comprehensive 3-day Compliance course designed for Compliance Officers in the equities market.

The course involves in-depth training that will augment Compliance Officers' knowledge and assist them in advancing a high standard of compliance in their organisations. The course does not solely focus on the theory of rules, procedures and legislation - it is highly practical and interactive, with the aim of ensuring on-the-job applicability. It emphasises key skills required of Compliance Officers and the real day-to-day questions and challenges they face. To achieve these objectives, a maximum of ten people will be accommodated on the course.

Feedback from previous courses has been predominantly about a significant increase in awareness of all the information that needs to be considered in even routine operational transactions, leading to a higher level of expertise and corresponding reduced risk to organisations.

Refer to the PDF brochure for all details relating to the course.

For bookings please email please note that bookings for the course will close 24 October 2019. All registrations and payment must be processed prior to the cut-off date.