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Documents for Public Comment

COFI Bill

The Conduct of Financial Institutions Bill was released for public comment.

COFI Bill policy paper
Conduct of Financial Institutions Bill
Media statement - COFI Bill
SEIA COFI Bill

Discussion Paper on the Implementation of Legal Entity Identifiers

Comments on the discussion paper on the implementation of legal entity identifiers are due by 15 January 2019.

COFI Bill policy paper

Discussion Paper on the Implementation of a Short Sale Reporting and Disclosure Framework (Short Sale Discussion Paper)

Comments on the Short Sale Discussion Paper are due by 15 January 2019.

Short Sale Discussion Paper

Financial Markets Review

National Treasury, and the financial regulators South African Reserve Bank (SARB) and the Financial Sector Conduct Authority (FSCA) have released for public comment a draft report titled ‘Protecting the integrity and effectiveness of South African wholesale financial markets’.

Stakeholders are invited to provide comments and suggestions on the recommendations contained in the draft report by 1 October 2018. All comments, suggestions and general queries should be sent to the SARB at SARB-FMRC@resbank.co.za or please feel free to send through any comments to us (ericab@navigare.co.za) as we will be putting together an industry response.

Media Press Release
2018 Financial Markets Review Document


Financial Action Task Forces (FATF) Draft Paper on Risk Based Approach for the Life Insurance Sector

http://www.fatf-gafi.org/publications/fatfgeneral/documents/public-consultation-guidance-securities.html